PROGRAM INFORMATION

Complying with federal banking regulations is a demanding, time consuming, and expensive task; therefore, a thorough understanding of the various laws and regulations governing your operations is essential in today’s environment.

The Carolinas Regulatory Compliance School helps financial institutions meet the compliance challenge by providing intensive training on the various regulatory requirements. Designed for personnel who monitor or manage your institution’s compliance, the Compliance School provides the most effective training available anywhere today. The Compliance School curriculum includes all major federal regulations covered in an on-site compliance examinations by federal regulatory agencies.

The Alumni Update will be conducted by Anetria Connell from ProBank Austin. This special alumni session will only be open to those who have completed either module of the Regulatory Compliance School in the past. Participants will receive an updated version of the manual that was provided to them during Compliance School, and will review the updated manual to discuss recent developments and common problems.

Specific topics will include:

Regulation E

Regulation CC

Regulation DD

Regulation D

Fair Credit Reporting Act

Equal Credit Opportunity Act

Fair Housing Act

UDAAP

HMDA

Regulation Z

RESPA

Flood Disaster Prevention Act / Homeowners Protection Act

SCRA

TRID and the Black Hole

SPEAKER INFORMATION

Anetria Connell is a Vice President at ProBank Austin. Prior to joining the firm, she served as legal counsel to the Kentucky Department of Financial Institutions which regulates depository, non-depository, and securities entities. Her primary responsibility at the Department was the Dodd-Frank Act, whereby she assessed its effect on federal and state law and provided information and training to examiners and staff. In addition to her regulatory experience, Ms. Connell practiced business, real estate, and banking law. She graduated from The George Washington University Law school in 2004 with honors, and is licensed to practice law in Ohio and Kentucky.

LODGING INFORMATION

The NCBA has secured a discounted rate of $179/night for our attendees at the Sheraton Raleigh Hotel. To secure this discounted rate, please use the link below or call the hotel directly at 1-800-325-3535 and request the NC Bankers Association rate. This rate is available until September 17.

Please note that attendees are responsible for securing their hotel reservations.